The Legacy of Altiero Spinelli
Today, twenty years after his death, the thought and action of Altiero Spinelli
remain as valid as ever. One might even go so far as to say that the crisis
into which the European Union has been plunged in recent years makes Spinelli’s
struggle for a United States of Europe appear particularly relevant. The legacy
left us by Altiero Spinelli is highly complex: the outstanding features and
topics of his writings are his penetrating analysis of the crisis of the nation-state
(which lies at the root of his own conversion to federalism), his harsh criticism
of traditional ideologies, the historical meaning of the process of European
unification, and the principles that should inspire the life and action of
a revolutionary movement like the Movimento Federalista Europeo (European
Federalist Movement, MFE). In his action as leader of the MFE and in his activity
within the European institutions, he will be remembered for the extraordinary
tenacity with which he conducted every struggle, never once allowing himself
to become disheartened by failure, convinced that the struggle for a good
cause is always a success, because it leaves an indelible mark in history
and thus ensures that all those who follow will not each time be forced to
go back to the beginning and start again.
The first part of Spinelli’s legacy to the federalists is the Ventotene
Manifesto, which he wrote together with Ernesto Rossi (author of the first
part of the third chapter) in 1941 during their internment on the small Tyrrhenian
island of Ventotene. The Manifesto is universally regarded as the most important
Europeanist treatise of the Resistance period — the only one that, after
all this time, still conserves all its original vitality and constitutes (or
should constitute) the criterion against which the European action of the
governments, parliaments, political forces, Europeanist organisations and
militant federalists should be measured.
If the content of the Ventotene Manifesto has stood the test of time, this
is because Spinelli did not merely limit himself to highlighting the European
alternative to the nation-state in crisis (this had already been done, with
equal clarity, by Luigi Einaudi, who, moreover, had failed to advance precise
proposals for realising this alternative). Instead, Spinelli got right to
the heart of the problem, working out a political plan to be pursued by a
specific organisation, separate from the parties. Like a true revolutionary,
Spinelli was able to see, in the midst of the destruction wreaked by the war,
the seed from which a new era could grow, one in which men would overcome
national boundaries to unite at supranational level. According to Mario Albertini,
the originality of the Ventotene Manifesto lay in the fact that its main author
had grasped, with particular clarity of vision, “the relationship that
exists between the development of new principles of action and recognition
of the embryonic nature of new historical processes. This relationship must
be regarded as a practical, but also as a theoretical fact. And to set it
in its correct theoretical framework, it is important to remember that those
who concern themselves with the future try to pick out, in historical-social
reality, those situations that, if adequately nurtured, could bring about
a new historical situation. Second, one must remember that these situations,
whose peculiar nature is that of possibilities to be exploited, can be recognised
only when these possibilities are highlighted through the working out of new
principles of action. Otherwise, this peculiar nature will not fall within
our field of vision. It follows that political militancy is the only the method
through which we can strive to recognise a precise moment in history: that
of the start of new historical processes.”
The revolutionary is forward-looking, but he is not a prophet and —
as Spinelli did — he can get his predictions wrong. Spinelli imagined
that the situation emerging in Europe following the defeat of Germany and
the weakening of the nation-states would allow the birth of a European federation,
and thus prevent a rebuilding of the old powers. Things did not turn out this
way because, deep down, the Europeans regarded the nationstates, together
with their ideology (the nation), as the only realities that existed, as the
only ones with the capacity to stir up the energies needed for the task of
rebuilding. But precisely because Spinelli was able to appreciate the profound
nature of the changes that were taking place, and to translate them into new
principles of action, his disappointment at the rebirth of the nation-states
— this rebirth was all a façade, not corresponding to any real
power on the global stage — failed to influence, except transiently,
his commitment to the European cause, which he renewed with even more intensity
when the Marshall Plan created a new situation favourable to the re-launch
of the struggle for European unity.
If one needs to make forecasts in order to act, it follows that when these
forecasts fail to come true one must ask oneself wherein lies the error, and
whether it throws into question the basic principles underlying one’s
judgement and action. The most famous passage from the Ventotene Manifesto
provides, in this regard, the ultimate criterion that must guide the federalist
struggle in all circumstances, especially in the event of defeats that seem
to remove from the political horizon even the very possibility of fighting.
“The dividing line between progressive and reactionary parties no longer
coincides with the formal lines of more or less democracy, or the pursuit
of more or less socialism, but the division falls along a very new and substantial
line: those who conceive the essential purpose and goal of struggle as being
the ancient one, the conquest of national political power, and who, albeit
involuntarily, play into the hands of reactionary forces, letting the incandescent
lava of popular passions set in the old moulds, and thus allowing old absurdities
to arise once again, and those who see the main purpose as the creation of
a solid international state, who will direct popular forces towards this goal,
and who, even if they were to win national power, would use it first and foremost
as an instrument for achieving international unity.”
In the process of European unification, the most searing defeat was the failure
to ratify the EDC; the project was buried on August 30th, 1954 by the French
National Assembly in the wake of a period during which, for a time, success
had appeared to be within reach. The collapse of the EDC dampened the commitment
of the governments, even the most strongly Europeanist ones, and created a
widespread sense of bewilderment and disorientation, to which even the MFE
proved vulnerable. The Movement, having seen its ranks swell and its influence
grow during the years of the EDC, found itself reduced to just a few hundred
militants, gathered around Spinelli, who, in October 1954, launched “the
new course.” The era of the Europeanist governments was over, and the
forces of nationalism had worked their way back to the fore, throwing the
project for a United States of Europe into a state of limbo. What was to be
done?
For the MFE, the most urgent thing was to identify a new strategy, so as not
to lose what few forces it had left in the field, but, at the same time, it
had to reject, with a resounding “no”, the false Europe, the Europe
that the governments had outlined at the London and Paris conferences.
“The first consequence of all this, for the federalists, — Spinelli
wrote — is that the methods of action employed thus far have become
meaningless. To seek to be a source of inspiration and suggestion made sense
as long as there were governments ready to be inspired, and ready to listen
to suggestions; as long as there were ministers who were themselves convinced
of the need to move in the direction of supranational institutions. Then,
to accept, or even to propose, a compromise, to strive for a partial success
in order to obtain a complete one, had a precise and concrete political meaning.”
The partial success to which Spinelli referred was the European army; the
complete one, the European federation.
To avoid making fatal mistakes, it was also necessary to understand clearly
the intentions behind the actions of the federalists during their battle for
the EDC. Directing his comments at federalist organisations, Spinelli wrote:
“We never asked for the creation of the EDC; since the governments had
come up with the idea of creating the EDC, what we asked for, on the basis
of the internal, supranational, logic of the EDC, was the creation of a European
government and a European parliament. If, today, on the basis of the Union
of Western Europe, whose internal logic is the preservation of national sovereignties,
we were, absurdly, to request an arms pool, Franco-German arms cartel, which
would disintegrate at the first conflict between the two states, we would
foolishly be applying an old tactic that had been valid in entirely different
circumstances, and instead of making progress in a supranational direction,
we would instead be moving towards the swamping of federalist ideals by a
nationalist way of thinking. We would be disuniting the federalist movement
without obtaining anything positive at all..” He concluded his analysis:
“The federalists must demand the direct election, by the free European
peoples, of a European constituent assembly, and that the constitution voted
on by this assembly be put to popular referenda for ratification. They know
very well that, at the present time, no government is ready to accept this
procedure. They outline it as a way of underlining their total rejection of
the nation-states, to make it clear that the European constitution must, at
its outset, possess European democratic legitimacy, in other words, that the
organ that draws up its constitution cannot be made up of diplomats or national
parliamentary delegations, but must comprise representatives of the European
people, chosen to carry out a European action; equally, its sanctioning upon
completion must have European democratic legitimacy: the Yes or No must come
from the peoples, not from their national parliaments, which can legislate
only on national matters. What we must obtain from the national governments
and parliaments is that they relinquish their illegitimate sovereignty in
those fields in which they are no longer able to exercise it, agreeing to
the convening of a European constituent assembly.” Getting right to
the heart of the problem, Spinelli illustrated the new logic that should inspire
the action of the federalists: they had to force the governments and the national
parliaments to relinquish — through an act that must be clearly visible
— their sovereignty and launch the European constituent process.
According to the founder of the MFE, the success of “the new course”
depended on the emergence of a “rebellious federalist consciousness,
a hundred times stronger, more widespread and more self-assured than it is
today.” And to help to sow, over the difficult European terrain, the
seeds of a federalist renaissance, he ended this period of “re-foundation”
with the publication of his Manifesto dei federalisti, written in the summer
of 1956, in which he summarised with characteristic efficacy, the historical
conditions that had made the struggle for a European federation possible,
the deaf resistance of its opponents, the fundamental role of the federalists,
and the new strategy that revolved around the Congress of the European People.
It was Ventotene revisited, but it also constituted a decisive step towards
the new strategy that would characterise the action of the federalists over
the subsequent years.
The first direct election of the European Parliament, in 1979, was also a
result of this strategy, and the struggle led by Altiero Spinelli at the heart
of it represented the continued pursuit of the constituent objective that
dated back to Ventotene. Following the unique opportunity offered by the EDC,
Europe again came close to success (a partial success, as Spinelli would point
out, a prelude to the complete one) at the start of the 1980s, when, purely
on the strength of his own will and the clarity of his reasoning, he managed
to secure the European Parliament’s approval of his “Draft Treaty
establishing the European Union” (more widely known as the “Spinelli
Treaty”). Had the heads of state and of government who pledged to support
this Treaty really supported it to the end, then the balance of power would
have shifted in Europe’s favour, giving rise to a federation in the
economic and monetary sphere, which, in time, would have been extended to
the more controversial sectors of security and foreign policy, thereby completing
the work begun on the island of Ventotene. But history — or more accurately
the lack of courage of a political class devoid of real vision — decreed
otherwise. The fact nevertheless remains that Spinelli’s struggle paved
the way for the Single European Act, for the Maastricht Treaty, and ultimately
for the single currency.
Spinelli was perfectly aware of the difficulty that his project would encounter,
and he knew very well that the accusation of “extremism” that
was often levelled at him, even by Europeanists, could at any time be dusted
off and used against him. Anticipating the criticisms that the socalled realists
would pour on the European Parliament’s project, he took the opportunity
presented by the “Jean Monnet Lecture” held on May 13th 1983 at
the European University in Florence, to address his audience in the following
terms: “Let it not be said that all this is too adventurous, that we
should keep our feet on the ground and advance by small steps. You can all
see the disastrous point to which we have been led by feet-on-theground politics,
by the politics of small steps, by politics defined pragmatic, when in truth
it is politics founded on a lack of ideas or, to be more honest, on intellectual
enslavement to old ideas that are now entirely inadequate.”
This was a categorical condemnation not of realism, but rather of the bid
to pass off a dearth of ideas as an appeal for caution. Altiero Spinelli,
in his action, always applied not only strict principles, without which one
runs the risk of losing one’s line of march, but also the lucid pragmatism
on which the realisation of any political project depends. A letter to Mario
Albertini dated May 4th, 1983 clearly illustrates this need to ensure the
coexistence, in a continual dialectic, of ideal principles and concreteness
(above all in a revolutionary undertaking like the creation of a new state),
without indulging in any weakness even in those moments in which one has to
reckon with reality. Aware that his battle could not be a solitary one, and
that it required the intervention of the MFE, the only political force in
the field able to grasp fully the scope and the potentialities of his plan,
he wrote: “In my view, the role of the MFE is to defend those proposals
that are solutions to problems, in other words to represent the European political
logic. Any compromises made should be the sole responsibility of those federalists
called upon to conduct this action within the European Parliament. If those
conducting it should find that any compromise accepted by the European Parliament
totally undermined the project, then they should feel duty bound to dissociate
themselves from it,” without moreover renouncing the struggle.
This determination and, in more general terms, the lifestyle of the man, show
how Spinelli embodied the figure of the political hero outlined by Max Weber.
“Politics is a strong and slow boring of hard boards. It takes both
passion and perspective. Certainly all historical experience confirms the
truth—that man would not have attained the possible unless time and
again he had reached out for the impossible. But to do that a man must be
a leader, and not only a leader but a hero as well, in a very sober sense
of the word. And even those who are neither leaders nor heroes must arm themselves
with that steadfastness of heart which can brave even the crumbling of all
hopes. This is necessary right now, or else men will not be able to attain
even that which is possible today. Only he has the calling for politics who
is sure that he shall not crumble when the world from his point of view is
too stupid or too base for what he wants to offer. Only he who in the face
of all this can say ‘In spite of all!’ has the calling for politics.”
* * *
As clearly emerges in the collection of complete works currently being prepared,
Altiero Spinelli’s legacy is extraordinarily rich. By reprinting, twenty
years after his death, some of the writings that have left an indelible mark
on the process of European unification and on the life of the MFE, The Federalist
intends to turn the spotlight on three crucial moments in Spinelli’s
battle for Europe: the moment of foundation, which can be identified in the
Ventotene Manifesto, the moment of “refoundation”, embodied in
The New Course, and the final moment in his struggle, without which the faltering
European Union would lack the one solid point of reference that it has: the
single currency.
The Federalist