Sovereignty and the European People
The most complex issues associated with the possible creation of a European
federation include the transferring of sovereignty to supranational level
and, above all, the question of whether there exists a European people that
could be considered the holder of this new sovereignty. In fact, whenever
a European people looks as though it could manifest its presence, it becomes
feasible to think in terms of the birth of an out-and-out federal state whose
legitimacy will stem from that people; in all other situations, however, the
federal state objective can seem quite impossible (or wrong, or even dangerous)
precisely because it would take away the sovereignty of the only lawful holders
of it, that is the national peoples, in order to create a power not founded
on any legitimate consensus
Connected with these issues, which are nevertheless highly complex and much
debated even within the ambit of the traditional doctrine of the state, there
is also the question of the role of popular will in the process of European
unification. In recent years, an extensive debate has grown up around this
topic, stimulated particularly by the French and Dutch rejections of the European
constitutional treaty and also, even before this, by the convening of the
Convention entrusted with drawing up the text of this new treaty. In fact,
many people saw this Convention as a body capable of giving voice to the constituent
power of the European people, and thus of transferring sovereignty from the
member states to the Union, even against will of the states themselves. For
this reason they argued that it was the European people as a whole, rather
than the citizens of the single states, that should be called upon to pass
judgement, though referendum, on the text of the Treaty establishing a Constitution
for Europe
For anyone wishing to see the creation of a federal Europe, and thus the transformation
of the European Union, which is basically a confederal organisation, into
a political body equipped with sovereignty and with the capacity to act, it
is essential to reflect upon these questions. And this reflection appears
all the more urgent in the light of the difficulties that the European Union
today finds itself up against. In fact, the possibility of realising the federal
project depends on the support of public opinion, in some states at least,
for the process of Europe’s unification. However, this faith on the
part of the citizens cannot be won unless Europe shows itself to be capable
of coming up with concrete responses to the very real dangers, economic and
social, to which the citizens feel exposed. Thus, if the crisis that the Union
is going through cannot be overcome quickly through the creation of a European
political power that can meet the citizens’ needs, there is a risk that,
faced with a European Union engaged in striving to establish difficult balances
between the positions of the various member states rather than in the attempt
to assume a role on the international stage, the faith of public opinion will
drain away and the popular support essential for achieving the federal objective
will cease to exist
On the other hand, it is essential to underline that only a clear definition
of the objective to be reached — the European federation — will
make it possible to clear the field of misunderstandings and of ambiguous
uses of terms such as people, constituent power, and citizenship, which are
often automatically transposed from the national context, in which they evolved,
to the European one
Indeed, because of the hybrid nature of the European Union — the EU
is a confederal entity, based on the existence of sovereign member states,
but it has a federal vocation (albeit increasingly weak and shared by only
a few states) —, terms of great symbolic value have often, in the attempt
to get the process of unification moving, been applied to phenomena that do
not reflect their true meaning
Hence the term constitution, which refers to the body of norms crucial to
the life and running of a state, i.e. of a political community equipped with
sovereignty and with the capacity to set out its own fundamental rules, has
been used in reference to a text, the Treaty establishing a Constitution for
Europe, which merely regulates the functioning of an organisation that has
neither sovereignty nor the character of a state. The same applies to the
institution of European citizenship. Citizenship, which binds single individuals
by a sense of solidarity that derives from their belonging to the same political
community, is a status traditionally associated with rights and obligations
(paying taxes and defending the fatherland, for example). European citizenship,
however, in the absence of a political power at European level and since the
European Union does not exercise the competences that are the cornerstones
of sovereignty, is by definition a flawed citizenship, associated with only
a handful of rights established by the Community lawmaker. Finally, to define
the Convention as the manifestation or voice of the constituent power of the
European people is to fail to recognise that the exercising of constituent
power implies a break with the existing rules, and that no norms can regulate
constituent power or dictate how it should be exercised; the Convention, by
remaining strictly within the mandate conferred on it — which did not
call into question the existing power structure — and seeking to do
no more than reform the Treaties in force, did not bring about a break of
this kind. On the other hand, the very idea of a European people is meaningless
in the absence of a political project with which the people can identify (as
is the case within the framework of the EU), and if no decision has been taken
to create a true political community (which thus remains as a concrete prospect).
The fact is that the birth of the European federal people can come about only
in conjunction with that of the European federal state. The growing interdependence
and the deep integration that Europe has seen in recent decades provide the
necessary objective conditions for this birth, but it will take a severe crisis
(or the imminent threat of one) and, as a response to it, a solid proposal
to create a European federal power, for the citizens of the member states
to realise fully that they are the European people and can demonstrate their
con-crete support for this evolution
It goes without saying that should the Europeans actually manage to create
a federal state, it would be history’s first ever example of a supranational
democracy and it would make it possible not only to overcome the present ambiguities,
mentioned earlier, but also to give terms such as people, citizenship, and
constituent power a richer meaning, more in keeping with the universal nature
of the democratic values they express. A European federation founded on long-established
states, like the European ones, would in fact be attributed only those competences
(namely, in the fields of foreign policy and defence) that are the most typical
expressions of sovereignty and which it would have to have in order to be
able to respond to the needs of the citizens that can no longer be met at
national level. What we are talking about, in other words, is a European federation
founded on several levels of government, each of which would be assigned the
competences it is equipped to exercise. In this way, citizenship would no
longer be seen as a bond, based on a sense of belonging, with the nation-state
alone; instead it would take on a multiple significance, denoting contemporaneous
membership of several political communities, from the lowest level to European
level. Equally, the co-existence of several levels of government and thus
of various senses of identity and of belonging would show that the concept
of people is not based on sameness, ethnic or linguistic, but on the shared
belief in a common project and on the sense of being part of a political community
capable of expressing universal values
These topics were discussed at the second international meeting entitled “Building
a European Federal State in an Enlarged European Union” held in Pavia
on February 26, 2007 and organised by the University of Pavia and the Mario
and Valeria Albertini Foundation. The papers we publish in this issue of The
Federalist do not claim to exhaust these enormously complex topics, but are
intended to serve as a starting point for the process of reflection that anyone
wishing to fight for the creation of a European political power must inevitably
embark on.
The Federalist